13 institutions reported holding $41.7M of SPECIAL OPPORTUNITIES FD INC 2.75 CNV PFD C (SPE-PC) in SEC 13F filings for 2026-03-31. Largest institutional holders: Focus Partners Wealth ($27.8M), CSS LLC/IL ($8.6M), GatePass Capital, LLC ($3.6M), Beverly Hills Private Wealth, LLC ($793,269), WELLS FARGO & COMPANY/MN ($456,226). Source: SEC Form 13F.
| Rank | Institution | Value | Shares | Change |
|---|---|---|---|---|
| 1 | Focus Partners Wealth | $27.8M | 1.1M | Trimmed |
| 2 | CSS LLC/IL | $8.6M | 344,986 | Added |
| 3 | GatePass Capital, LLC | $3.6M | 143,320 | Added |
| 4 | Beverly Hills Private Wealth, LLC | $793,269 | 31,948 | Added |
| 5 | WELLS FARGO & COMPANY/MN | $456,226 | 18,374 | Trimmed |
| 6 | Avise Financial Cooperative, Inc. | $301,660 | 12,149 | New |
| 7 | UBS Group AG | $196,157 | 7,900 | Trimmed |
| 8 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | $69,201 | 2,787 | Hold |
| 9 | MORGAN STANLEY | $16,046 | 646 | Added |
| 10 | OSAIC HOLDINGS, INC. | $7,324 | 295 | Hold |
| 11 | WINMILL & CO. INC | $4,966 | 200 | Hold |
| 12 | GRAHAM CAPITAL WEALTH MANAGEMENT, LLC | $0 | 0 | Exited |
| 13 | SEVEN MILE ADVISORY | $0 | 0 | Exited |
Source: SEC Form 13F filings · as of 2026-03-31