Total Return Securities Fund (SWZ) Insider Trading -- Recent Executive & Director Transactions
6 insiders reported 110 Form 4 transactions for Total Return Securities Fund (SWZ) over the past 18 months (most recent 2026-09-30). Recent activity: SELL MORITZ A (Director) Buy 2,000 shares, Dakos Andrew (President and CEO) Buy 7,649 shares, Dakos Andrew (President and CEO) Buy 2,351 shares, Dakos Andrew (President and CEO) Buy 1,000 shares, Dakos Andrew (President and CEO) Buy 9,000 shares. Source: SEC Form 4.
| Date | Insider | Title | Type | Shares | Value |
|---|---|---|---|---|---|
| 2026-09-30 | SELL MORITZ A | Director | Buy | 2,000 | $11,530 |
| 2026-09-29 | Dakos Andrew | President and CEO | Buy | 7,649 | $44,441 |
| 2026-09-29 | Dakos Andrew | President and CEO | Buy | 2,351 | $13,683 |
| 2026-09-29 | Dakos Andrew | President and CEO | Buy | 1,000 | $5,760 |
| 2026-09-29 | Dakos Andrew | President and CEO | Buy | 9,000 | $51,930 |
| 2026-09-01 | SELL MORITZ A | Director | Buy | 3,000 | $17,940 |
| 2026-08-25 | Das Rajeev P | Secretary | Buy | 1,700 | $10,080 |
| 2026-08-25 | Das Rajeev P | Secretary | Buy | 1,366 | $8,100 |
| 2026-08-12 | SELL MORITZ A | Director | Buy | 1,000 | $5,910 |
| 2026-07-24 | SELL MORITZ A | Director | Buy | 517 | $3,050 |
| 2026-07-24 | SELL MORITZ A | Director | Buy | 2,000 | $11,720 |
| 2026-07-22 | SELL MORITZ A | Director | Buy | 483 | $2,850 |
| 2026-07-22 | SELL MORITZ A | Director | Buy | 1,000 | $5,930 |
| 2026-07-08 | GOLDSTEIN PHILLIP | Secretary | Buy | 5,980 | $35,581 |
| 2026-07-07 | Dakos Andrew | President and CEO | Buy | 233 | $1,379 |
| 2026-07-07 | Dakos Andrew | President and CEO | Buy | 4,767 | $28,222 |
| 2026-06-30 | SELL MORITZ A | Director | Buy | 2,091 | $12,316 |
| 2026-06-30 | SELL MORITZ A | Director | Buy | 2,000 | $11,860 |
| 2026-06-22 | SELL MORITZ A | Director | Buy | 147 | $869 |
| 2026-06-22 | SELL MORITZ A | Director | Buy | 1,853 | $10,951 |
| 2026-06-17 | SELL MORITZ A | Director | Buy | 155 | $922 |
| 2026-06-17 | SELL MORITZ A | Director | Buy | 2,000 | $11,920 |
| 2026-06-01 | SELL MORITZ A | Director | Buy | 1,000 | $6,010 |
| 2026-05-29 | Dakos Andrew | President and CEO | Buy | 4,500 | $26,865 |
| 2026-05-29 | Dakos Andrew | President and CEO | Buy | 3,000 | $17,940 |
Source: SEC Form 4 filings · as of 2026-09-30