Terminal · Institutions
Every 13F-reported equity position this quarter, with its quarter-over-quarter change — each row traces back to the SEC filing.
Every 13F-reported equity position this quarter, with its quarter-over-quarter change — each row traces back to the SEC filing.
Carroll Financial Associates, Inc. (CIK 1567784) reported $1.88B across 1,761 reported positions in its SEC 13F filing for 2021-12-31. Largest positions: AUSF ($175.5M, 9.35%), USMV ($146.3M, 7.79%), KLDW ($123.0M, 6.55%), PRF ($93.9M, 5.00%), AAPL ($65.1M, 3.47%). Source: SEC Form 13F.
| Rank | Ticker | Company | Value | % Portfolio | Shares | Action |
|---|---|---|---|---|---|---|
| 1 | AUSF | GLOBAL X ADAPTIVE U.S. FACTOR ETF | $175.5M | 9.35% | 5.5M | Trimmed |
| 2 | USMV | ISHARES MSCI USA MINIMUM VOLATILITY | $146.3M | 7.79% | 1.8M | Trimmed |
| 3 | KLDW | KNOWLEDGE LEADERS DEVELOPED WORLD ETF | $123.0M | 6.55% | 2.6M | Added |
| 4 | PRF | POWERSHARES FTSE RAFI US 1000 | $93.9M | 5.00% | 547,460 | Added |
| 5 | AAPL | APPLE INC | $65.1M | 3.47% | 361,058 | Added |
| 6 | MTUM | ISHARES MSCI USA MOMENTUM FACTOR | $53.5M | 2.85% | 290,292 | Trimmed |
| 7 | MSFT | MICROSOFT | $50.1M | 2.67% | 146,227 | Trimmed |
| 8 | IWF | ISHARES RUSSELL 1000 GROWTH ETF | $49.2M | 2.62% | 159,038 | Trimmed |
| 9 | ARMR | ARMOR US EQUITY INDEX ETF | $48.1M | 2.56% | 1.8M | Added |
| 10 | IVV | ISHARES S&P 500 INDEX | $35.4M | 1.89% | 73,869 | Added |
| 11 | OMFL | INVESCO RUSSELL 1000 DYNAMIC MULTIFACTOR ETF | $35.0M | 1.86% | 688,293 | Added |
| 12 | JAAA | JANUS HENDERSON AAA CLO ETF | $34.1M | 1.81% | 676,455 | New |
| 13 | VIG | VANGUARD DIVIDEND APPRECIATION ETF | $32.7M | 1.74% | 191,070 | Trimmed |
| 14 | DGRW | WISDOMTREE U.S. QUALITY DIVIDEND GROWTH FUND | $31.8M | 1.69% | 483,490 | Trimmed |
| 15 | ARKK | ARK INNOVATION ETF | $23.7M | 1.26% | 243,162 | Trimmed |
| 16 | BRK/B | BERKSHIRE HATHAWAY INC DEL CL B NEW | $22.1M | 1.18% | 74,517 | Trimmed |
| 17 | PULS | PGIM ULTRA SHORT BOND ETF | $21.5M | 1.14% | 433,980 | Trimmed |
| 18 | SPY | SPDR S&P 500 ETF | $20.9M | 1.11% | 43,844 | Trimmed |
| 19 | ARKG | ARK GENOMIC REVOLUTION ETF | $18.1M | 0.96% | 290,799 | Trimmed |
| 20 | DUK | DUKE ENERGY CORP NEW COM NEW | $17.2M | 0.92% | 166,856 | Added |
| 21 | GSLC | GOLDMAN SACHS ACTIVEBETA U.S. LARGE CAP EQUITY ETF | $16.5M | 0.88% | 173,244 | Added |
| 22 | LSST | NATIXIS LOOMIS SAYLES SHORT DURATION INCOME ETF | $14.4M | 0.77% | 579,662 | Added |
| 23 | STIP | ISHARES 0-5 YEAR TIPS BOND ETF | $14.2M | 0.75% | 134,163 | Added |
| 24 | PRFZ | POWERSHARES FTSE RAFI US 1500 S/M PT | $13.9M | 0.74% | 72,460 | Trimmed |
| 25 | GSST | GOLDMAN SACHS ACCESS ULTRA SHORT BOND ETF | $13.7M | 0.73% | 270,462 | Trimmed |
Source: SEC Form 13F filings · as of 2021-12-31