13 institutions reported holding $14.6M of PGIM ROCK ETF TR (AUGP) in SEC 13F filings for 2026-03-31. Largest institutional holders: PRUDENTIAL FINANCIAL INC ($11.3M), COMMONWEALTH EQUITY SERVICES, LLC ($1.3M), OLD MISSION CAPITAL LLC ($524,195), Sugar Maple Asset Management, LLC ($412,560), RAYMOND JAMES FINANCIAL INC ($277,393). Source: SEC Form 13F.
| Rank | Institution | Value | Shares | Change |
|---|---|---|---|---|
| 1 | PRUDENTIAL FINANCIAL INC | $11.3M | 369,141 | Added |
| 2 | COMMONWEALTH EQUITY SERVICES, LLC | $1.3M | 43,231 | Added |
| 3 | OLD MISSION CAPITAL LLC | $524,195 | 17,153 | Added |
| 4 | Sugar Maple Asset Management, LLC | $412,560 | 13,500 | Hold |
| 5 | RAYMOND JAMES FINANCIAL INC | $277,393 | 9,077 | Hold |
| 6 | Steward Partners Investment Advisory, LLC | $275,835 | 9,026 | Hold |
| 7 | DHJJ Financial Advisors, Ltd. | $226,389 | 7,408 | Hold |
| 8 | PNC Financial Services Group, Inc. | $134,770 | 4,410 | Hold |
| 9 | Royal Bank of Canada | $126,000 | 4,118 | Trimmed |
| 10 | HARBOUR INVESTMENTS, INC. | $45,229 | 1,480 | Hold |
| 11 | UBS Group AG | $5,256 | 172 | New |
| 12 | Sanctuary Advisors, LLC | $0 | 0 | Exited |
| 13 | Kestra Advisory Services, LLC | $0 | 0 | Exited |
Source: SEC Form 13F filings · as of 2026-03-31