Who Owns EXCHANGE LISTED FDS TR (CEFS)? -- Institutional Holders (2026-03-31)

91 institutions reported holding $128.9M of EXCHANGE LISTED FDS TR (CEFS) in SEC 13F filings for 2026-03-31. Largest institutional holders: LPL Financial LLC ($9.0M), New England Private Wealth Advisors LLC ($8.8M), RAYMOND JAMES FINANCIAL INC ($7.8M), ENVESTNET ASSET MANAGEMENT INC ($6.9M), Royal Bank of Canada ($6.7M). Source: SEC Form 13F.

RankInstitutionValueSharesChange
1LPL Financial LLC$9.0M400,492Trimmed
2New England Private Wealth Advisors LLC$8.8M390,515Added
3RAYMOND JAMES FINANCIAL INC$7.8M344,252Added
4ENVESTNET ASSET MANAGEMENT INC$6.9M306,699Added
5Royal Bank of Canada$6.7M298,116Added
6AdvisorNet Financial, Inc$6.3M281,423Added
7Arete Wealth Advisors, LLC$6.3M279,934Added
8Cetera Investment Advisers$6.1M268,853Added
9Columbus Macro, LLC$5.8M258,051Added
10XML Financial, LLC$5.2M231,780Added
11Foundations Investment Advisors, LLC$5.0M222,393Trimmed
12Private Capital Management, LLC$4.8M213,837Added
13Farther Finance Advisors, LLC$4.2M181,791Trimmed
14OSAIC HOLDINGS, INC.$3.0M130,868Added
15INDEPENDENT FINANCIAL GROUP, LLC$2.5M112,698Added
16Ares Financial Consulting, LLC$2.5M110,502Added
17SCOTIA CAPITAL INC.$2.3M103,771Added
18Quattro Advisors LLC$2.3M101,714Added
19Visionary Wealth Advisors$1.8M80,277Added
20WEALTH ENHANCEMENT ADVISORY SERVICES, LLC$1.7M74,425Trimmed
21Thomas J. Herzfeld Advisors, Inc.$1.5M64,610Trimmed
22Commerce Advisors, LLC$1.4M63,363New
233EDGE Asset Management, LP$1.3M59,835Added
24Proficio Capital Partners LLC$1.3M59,455Trimmed
25OPPENHEIMER & CO INC$1.3M57,206Trimmed

Source: SEC Form 13F filings · as of 2026-03-31