Who Owns EXCHANGE LISTED (CEFS)? -- Institutional Holders (2026-06-30)

92 institutions reported holding $151.1M of EXCHANGE LISTED (CEFS) in SEC 13F filings for 2026-06-30. Largest institutional holders: LPL Financial LLC ($10.8M), New England Private Wealth Advisors LLC ($10.3M), RAYMOND JAMES FINANCIAL INC ($9.1M), ENVESTNET ASSET MANAGEMENT INC ($8.4M), AdvisorNet Financial, Inc ($8.3M). Source: SEC Form 13F.

RankInstitutionValueSharesChange
1LPL Financial LLC$10.8M423,147Added
2New England Private Wealth Advisors LLC$10.3M410,877Added
3RAYMOND JAMES FINANCIAL INC$9.1M353,867Added
4ENVESTNET ASSET MANAGEMENT INC$8.4M326,100Added
5AdvisorNet Financial, Inc$8.3M323,208Added
6Arete Wealth Advisors, LLC$7.3M286,252Added
7Cetera Investment Advisers$7.3M285,866Added
8Columbus Macro, LLC$7.0M273,615Added
9XML Financial, LLC$6.9M270,311Added
10Royal Bank of Canada$6.8M266,188Trimmed
11Private Capital Management, LLC$6.2M243,252Added
12Foundations Investment Advisors, LLC$4.9M190,181Trimmed
13Farther Finance Advisors, LLC$3.7M144,815Trimmed
14OSAIC HOLDINGS, INC.$3.5M135,375Added
15Ares Financial Consulting, LLC$2.7M105,934Trimmed
16SCOTIA CAPITAL INC.$2.7M105,734Added
17INDEPENDENT FINANCIAL GROUP, LLC$2.6M100,949Trimmed
18Quattro Advisors LLC$2.6M100,670Trimmed
19Visionary Wealth Advisors$2.5M95,683Added
20WEALTH ENHANCEMENT ADVISORY SERVICES, LLC$1.9M73,205Trimmed
21Commerce Advisors, LLC$1.6M63,473Added
22Thomas J. Herzfeld Advisors, Inc.$1.6M62,053Trimmed
233EDGE Asset Management, LP$1.6M61,164Added
24Proficio Capital Partners LLC$1.5M59,455Hold
25Tactive Advisors, LLC$1.4M54,387Added

Source: SEC Form 13F filings · as of 2026-06-30