| 1 | Bulldog Investors, LLP | $9.5M | 1.2M | Trimmed |
| 2 | RIVERNORTH CAPITAL MANAGEMENT, LLC | $4.6M | 576,479 | Added |
| 3 | Almitas Capital LLC | $3.6M | 454,829 | Trimmed |
| 4 | MORGAN STANLEY | $3.4M | 431,408 | Added |
| 5 | BANK OF AMERICA CORP /DE/ | $2.1M | 258,068 | Hold |
| 6 | Focus Partners Wealth | $1.9M | 242,888 | Trimmed |
| 7 | ICON ADVISERS INC/CO | $1.9M | 241,372 | Trimmed |
| 8 | Hennion & Walsh Asset Management, Inc. | $1.1M | 141,088 | Added |
| 9 | MELFA WEALTH MANAGEMENT, INC. | $626,100 | 78,360 | Hold |
| 10 | Bank of New York Mellon Corp | $503,123 | 62,969 | Added |
| 11 | Matisse Capital | $383,504 | 47,998 | Trimmed |
| 12 | Beverly Hills Private Wealth, LLC | $282,407 | 35,345 | New |
| 13 | RAYMOND JAMES FINANCIAL INC | $269,047 | 33,673 | Added |
| 14 | OSAIC HOLDINGS, INC. | $256,798 | 32,138 | Trimmed |
| 15 | Capital Investment Advisors, LLC | $223,416 | 27,962 | Hold |
| 16 | Thomas J. Herzfeld Advisors, Inc. | $187,038 | 23,409 | Trimmed |
| 17 | ROTHSCHILD INVESTMENT LLC | $183,570 | 22,975 | Hold |
| 18 | EVOLVE PRIVATE WEALTH, LLC | $165,832 | 20,755 | Added |
| 19 | WELLS FARGO & COMPANY/MN | $140,341 | 17,565 | Trimmed |
| 20 | Fortitude Advisory Group L.L.C. | $126,258 | 15,802 | Hold |
| 21 | Closed-End Fund Advisors, Inc. | $123,829 | 15,498 | Hold |
| 22 | COHEN & STEERS, INC. | $120,000 | 15,000 | Hold |
| 23 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | $91,909 | 11,503 | Trimmed |
| 24 | Pathstone Holdings, LLC | $85,101 | 10,651 | Hold |
| 25 | Concurrent Investment Advisors, LLC | $81,905 | 10,251 | Hold |