16 institutions reported holding $27.2M of NORTHERN LIGHTS FD TR (DUKZ) in SEC 13F filings for 2026-03-31. Largest institutional holders: Spartan Wealth Advisory Services LLC ($10.1M), VestGen Advisors, LLC ($8.1M), ENVESTNET ASSET MANAGEMENT INC ($4.8M), INDEPENDENT FINANCIAL GROUP, LLC ($1.2M), Cambridge Investment Research Advisors, Inc. ($758,000). Source: SEC Form 13F.
| Rank | Institution | Value | Shares | Change |
|---|---|---|---|---|
| 1 | Spartan Wealth Advisory Services LLC | $10.1M | 404,521 | New |
| 2 | VestGen Advisors, LLC | $8.1M | 317,534 | New |
| 3 | ENVESTNET ASSET MANAGEMENT INC | $4.8M | 193,640 | Added |
| 4 | INDEPENDENT FINANCIAL GROUP, LLC | $1.2M | 49,363 | Added |
| 5 | Cambridge Investment Research Advisors, Inc. | $758,000 | 30,425 | Added |
| 6 | Mutual Advisors, LLC | $554,813 | 22,261 | Added |
| 7 | COMMONWEALTH EQUITY SERVICES, LLC | $427,040 | 17,134 | Trimmed |
| 8 | SIGNATURE ESTATE & INVESTMENT ADVISORS LLC | $388,003 | 15,568 | New |
| 9 | Envestnet Portfolio Solutions, Inc. | $251,175 | 10,078 | Added |
| 10 | PARK AVENUE SECURITIES LLC | $240,000 | 9,647 | New |
| 11 | Ocean Park Asset Management, LLC | $215,101 | 8,631 | Added |
| 12 | Farther Finance Advisors, LLC | $104,926 | 4,201 | New |
| 13 | HARBOUR INVESTMENTS, INC. | $14,879 | 597 | Hold |
| 14 | UBS Group AG | $5,234 | 210 | New |
| 15 | OSAIC HOLDINGS, INC. | $0 | 0 | Exited |
| 16 | Kestra Advisory Services, LLC | $0 | 0 | Exited |
Source: SEC Form 13F filings · as of 2026-03-31