DUKZ — Northern Lights Fd Tr Institutional Holders · Q2 2026
Who owns Northern Lights Fd Tr (DUKZ)? 19 institutions reported holding $38.20M in SEC 13F filings for Q2 2026 (period ended 2026-06-30). Largest holders: Spartan Wealth Advisory Services LLC ($10.4M), VestGen Advisors, LLC ($8.5M), Envestnet Asset Management Inc ($6.0M).
| Rank | Institution | Value | Shares | Change |
|---|---|---|---|---|
| 1 | Spartan Wealth Advisory Services LLC | $10.4M | 407,807 | Added |
| 2 | VestGen Advisors, LLC | $8.5M | 332,545 | Added |
| 3 | ENVESTNET ASSET MANAGEMENT INC | $6.0M | 235,918 | Added |
| 4 | Cambridge Investment Research Advisors, Inc. | $3.4M | 131,316 | Added |
| 5 | COMMONWEALTH EQUITY SERVICES, LLC | $2.5M | 97,563 | Added |
| 6 | Independent Wealth Network Inc. | $2.0M | 79,950 | New |
| 7 | INDEPENDENT FINANCIAL GROUP, LLC | $1.7M | 64,726 | Added |
| 8 | BUILDER INVESTMENT GROUP INC /ADV | $1.0M | 40,254 | New |
| 9 | Mutual Advisors, LLC | $792,965 | 30,951 | Added |
| 10 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | $350,174 | 13,668 | New |
| 11 | PARK AVENUE SECURITIES LLC | $267,000 | 10,403 | Added |
| 12 | Envestnet Portfolio Solutions, Inc. | $258,788 | 10,101 | Added |
| 13 | OSAIC HOLDINGS, INC. | $256,200 | 10,000 | New |
| 14 | Ocean Park Asset Management, LLC | $228,304 | 8,911 | Added |
| 15 | SIGNATURE ESTATE & INVESTMENT ADVISORS LLC | $226,071 | 8,824 | Trimmed |
| 16 | JANE STREET GROUP, LLC | $202,321 | 7,897 | New |
| 17 | HARBOUR INVESTMENTS, INC. | $2,485 | 97 | Trimmed |
| 18 | UBS Group AG | $0 | 0 | Exited |
| 19 | Farther Finance Advisors, LLC | $0 | 0 | Exited |
Source: SEC Form 13F filings · as of 2026-06-30