Who Owns NEW YORK LIFE INVESTMENTS ET (HFXI)? -- Institutional Holders (2026-03-31)

106 institutions reported holding $1.06B of NEW YORK LIFE INVESTMENTS ET (HFXI) in SEC 13F filings for 2026-03-31. Largest institutional holders: MORGAN STANLEY ($183.9M), AMERIPRISE FINANCIAL INC ($157.8M), NEW YORK LIFE INVESTMENT MANAGEMENT LLC ($104.6M), BANK OF AMERICA CORP /DE/ ($83.0M), RAYMOND JAMES FINANCIAL INC ($78.0M). Source: SEC Form 13F.

RankInstitutionValueSharesChange
1MORGAN STANLEY$183.9M5.5MAdded
2AMERIPRISE FINANCIAL INC$157.8M4.7MAdded
3NEW YORK LIFE INVESTMENT MANAGEMENT LLC$104.6M3.1MTrimmed
4BANK OF AMERICA CORP /DE/$83.0M2.5MTrimmed
5RAYMOND JAMES FINANCIAL INC$78.0M2.3MAdded
6LPL Financial LLC$61.1M1.8MAdded
7UBS Group AG$54.1M1.6MAdded
8Mariner, LLC$53.7M1.6MTrimmed
9COMMONWEALTH EQUITY SERVICES, LLC$27.8M826,923Added
10Royal Bank of Canada$24.2M719,888Added
11Mason & Associates Inc$21.4M656,839Added
12FLYNN ZITO CAPITAL MANAGEMENT, LLC$19.6M584,985Trimmed
13Landmark Wealth Management, LLC$16.4M489,573Added
14Ameritas Investment Partners, Inc.$11.7M348,013New
15OSAIC HOLDINGS, INC.$11.2M334,123Trimmed
16ENVESTNET ASSET MANAGEMENT INC$10.9M324,446Added
17JANE STREET GROUP, LLC$10.4M310,475Added
18Sanctuary Advisors, LLC$9.8M292,215Trimmed
19Concurrent Investment Advisors, LLC$8.8M261,279Added
20MARINO, STRAM & ASSOCIATES LLC$8.4M250,304Added
21Rockefeller Capital Management L.P.$8.3M247,901Added
22Gladstone Institutional Advisory LLC$8.1M242,052Trimmed
23Cerity Partners LLC$7.8M233,733Trimmed
24WEALTH ENHANCEMENT ADVISORY SERVICES, LLC$6.7M198,008Trimmed
25Veridan Wealth LLC$5.9M175,951Added

Source: SEC Form 13F filings · as of 2026-03-31