13 institutions reported holding $6.5M of HERCULES CAPITAL INC (HTGC) in SEC 13F filings for 2026-06-30. Largest institutional holders: CONFLUENCE INVESTMENT MANAGEMENT LLC ($4.4M), Mirador Capital Partners LP ($700,405), Hennion & Walsh Asset Management, Inc. ($531,906), First National Bank of Mount Dora, Trust Investment Services ($461,209), Madison Park Capital Advisors, LLC ($336,652). Source: SEC Form 13F.
| Rank | Institution | Value | Shares | Change |
|---|---|---|---|---|
| 1 | CONFLUENCE INVESTMENT MANAGEMENT LLC | $4.4M | 276,182 | Added |
| 2 | Mirador Capital Partners LP | $700,405 | 44,414 | Trimmed |
| 3 | Hennion & Walsh Asset Management, Inc. | $531,906 | 33,729 | Added |
| 4 | First National Bank of Mount Dora, Trust Investment Services | $461,209 | 29,246 | Hold |
| 5 | Madison Park Capital Advisors, LLC | $336,652 | 15,056 | Trimmed |
| 6 | Kozak & Associates, Inc. | $58,938 | 3,702 | Added |
| 7 | CX Institutional | $26,000 | 1,675 | Trimmed |
| 8 | ELEVATION WEALTH PARTNERS, LLC | $21,469 | 1,361 | Trimmed |
| 9 | Roxbury Financial LLC | $2,523 | 160 | New |
| 10 | FNY Investment Advisers, LLC | $1,000 | 100 | Hold |
| 11 | West Financial Advisors, LLC | $906 | 57 | Added |
| 12 | CoreCap Advisors, LLC | $0 | 0 | Exited |
| 13 | Avior Wealth Management, LLC | $0 | 0 | Exited |
Source: SEC Form 13F filings · as of 2026-06-30