7 institutions reported holding $16.4M of NEUBERGER SMALL-MID CAP ETF (NBSM) in SEC 13F filings for 2026-06-30. Largest institutional holders: Cambridge Investment Research Advisors, Inc. ($8.2M), Broadway Wealth Solutions, Inc. ($3.7M), EXCHANGE TRADED CONCEPTS, LLC ($3.1M), Worth Financial Advisory Group, LLC ($836,495), BARNES PETTEY FINANCIAL ADVISORS, LLC ($487,496). Source: SEC Form 13F.
| Rank | Institution | Value | Shares | Change |
|---|---|---|---|---|
| 1 | Cambridge Investment Research Advisors, Inc. | $8.2M | 285,192 | Added |
| 2 | Broadway Wealth Solutions, Inc. | $3.7M | 129,898 | Added |
| 3 | EXCHANGE TRADED CONCEPTS, LLC | $3.1M | 107,783 | Trimmed |
| 4 | Worth Financial Advisory Group, LLC | $836,495 | 29,136 | New |
| 5 | BARNES PETTEY FINANCIAL ADVISORS, LLC | $487,496 | 16,980 | Added |
| 6 | BARRETT & COMPANY, INC. | $109,500 | 3,814 | Added |
| 7 | MOTCO | $0 | 0 | Exited |
Source: SEC Form 13F filings · as of 2026-06-30