18 institutions reported holding $227.1M of NU Holdings Ltd/Cayman Islands (NU) in SEC 13F filings for 2026-06-30. Largest institutional holders: Assenagon Asset Management S.A. ($225.2M), Sarasin & Partners LLP ($478,288), Westmount Partners, LLC ($298,609), CONFLUENCE INVESTMENT MANAGEMENT LLC ($285,704), Breakwater Capital Group ($284,114). Source: SEC Form 13F.
| Rank | Institution | Value | Shares | Change |
|---|---|---|---|---|
| 1 | Assenagon Asset Management S.A. | $225.2M | 16.9M | Trimmed |
| 2 | Sarasin & Partners LLP | $478,288 | 35,800 | New |
| 3 | Westmount Partners, LLC | $298,609 | 22,351 | Hold |
| 4 | CONFLUENCE INVESTMENT MANAGEMENT LLC | $285,704 | 21,385 | New |
| 5 | Breakwater Capital Group | $284,114 | 21,266 | Added |
| 6 | GAMMA Investing LLC | $149,899 | 11,220 | Trimmed |
| 7 | Systrade AG | $133,600 | 10,000 | New |
| 8 | Versant Capital Management, Inc | $118,036 | 8,835 | Added |
| 9 | MassMutual Private Wealth & Trust, FSB | $49,379 | 3,696 | Added |
| 10 | HARBOR INVESTMENT ADVISORY, LLC | $40,214 | 3,010 | Added |
| 11 | Finley Financial, LLC | $10,301 | 771 | Hold |
| 12 | THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. | $10,020 | 750 | Hold |
| 13 | CX Institutional | $4,000 | 264 | Trimmed |
| 14 | ELEVATION WEALTH PARTNERS, LLC | $3,821 | 286 | New |
| 15 | Grove Bank & Trust | $3,073 | 230 | Hold |
| 16 | Dogwood Wealth Management LLC | $1,323 | 99 | Trimmed |
| 17 | CoreCap Advisors, LLC | $1,122 | 84 | Added |
| 18 | Global Wealth Strategies & Associates | $0 | 0 | Exited |
Source: SEC Form 13F filings · as of 2026-06-30