17 institutions reported holding $17.8M of PGIM ROCK ETF TR (PBAP) in SEC 13F filings for 2026-03-31. Largest institutional holders: PRUDENTIAL FINANCIAL INC ($8.6M), CENTAURUS FINANCIAL, INC. ($1.8M), JIM SAULNIER & ASSOCIATES, LLC ($1.7M), Blue Water Asset Management ($1.2M), LeClair Wealth Partners LLC ($1.2M). Source: SEC Form 13F.
| Rank | Institution | Value | Shares | Change |
|---|---|---|---|---|
| 1 | PRUDENTIAL FINANCIAL INC | $8.6M | 294,063 | Added |
| 2 | CENTAURUS FINANCIAL, INC. | $1.8M | 62,227 | Trimmed |
| 3 | JIM SAULNIER & ASSOCIATES, LLC | $1.7M | 57,234 | Trimmed |
| 4 | Blue Water Asset Management | $1.2M | 39,619 | Added |
| 5 | LeClair Wealth Partners LLC | $1.2M | 39,619 | New |
| 6 | COMMONWEALTH EQUITY SERVICES, LLC | $649,920 | 22,104 | Trimmed |
| 7 | Spire Wealth Management | $581,533 | 19,780 | Trimmed |
| 8 | Kestra Advisory Services, LLC | $557,687 | 18,967 | Trimmed |
| 9 | JANE STREET GROUP, LLC | $380,534 | 12,942 | New |
| 10 | AMERICAN ASSET MANAGEMENT INC. | $370,154 | 12,589 | Hold |
| 11 | Cetera Investment Advisers | $358,070 | 12,178 | Added |
| 12 | DHJJ Financial Advisors, Ltd. | $240,517 | 8,180 | Trimmed |
| 13 | HARBOR INVESTMENT ADVISORY, LLC | $58,806 | 2,000 | Hold |
| 14 | UBS Group AG | $54,748 | 1,862 | New |
| 15 | Steward Partners Investment Advisory, LLC | $49,985 | 1,700 | New |
| 16 | PNC Financial Services Group, Inc. | $17,289 | 588 | Trimmed |
| 17 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | $0 | 0 | Exited |
Source: SEC Form 13F filings · as of 2026-03-31