9 institutions reported holding $7.8M of PGIM ROCK ETF TR (PBAU) in SEC 13F filings for 2026-06-30. Largest institutional holders: JIM SAULNIER & ASSOCIATES, LLC ($3.0M), Spire Wealth Management ($1.5M), Kestra Advisory Services, LLC ($1.1M), AMERICAN ASSET MANAGEMENT INC. ($870,928), COMMONWEALTH EQUITY SERVICES, LLC ($469,820). Source: SEC Form 13F.
| Rank | Institution | Value | Shares | Change |
|---|---|---|---|---|
| 1 | JIM SAULNIER & ASSOCIATES, LLC | $3.0M | 96,541 | Hold |
| 2 | Spire Wealth Management | $1.5M | 46,407 | Trimmed |
| 3 | Kestra Advisory Services, LLC | $1.1M | 35,009 | Hold |
| 4 | AMERICAN ASSET MANAGEMENT INC. | $870,928 | 27,719 | Trimmed |
| 5 | COMMONWEALTH EQUITY SERVICES, LLC | $469,820 | 14,953 | Trimmed |
| 6 | KESTRA PRIVATE WEALTH SERVICES, LLC | $440,507 | 14,020 | Hold |
| 7 | Blue Water Asset Management | $329,375 | 10,483 | Hold |
| 8 | DHJJ Financial Advisors, Ltd. | $101,738 | 3,238 | Hold |
| 9 | LeClair Wealth Partners LLC | $0 | 0 | Exited |
Source: SEC Form 13F filings · as of 2026-06-30