17 institutions reported holding $19.1M of PGIM ROCK ETF TR (PBAU) in SEC 13F filings for 2026-03-31. Largest institutional holders: PRUDENTIAL FINANCIAL INC ($8.7M), JIM SAULNIER & ASSOCIATES, LLC ($2.9M), Spire Wealth Management ($2.4M), Kestra Advisory Services, LLC ($1.0M), COMMONWEALTH EQUITY SERVICES, LLC ($847,370). Source: SEC Form 13F.
| Rank | Institution | Value | Shares | Change |
|---|---|---|---|---|
| 1 | PRUDENTIAL FINANCIAL INC | $8.7M | 292,549 | Added |
| 2 | JIM SAULNIER & ASSOCIATES, LLC | $2.9M | 96,541 | Hold |
| 3 | Spire Wealth Management | $2.4M | 79,843 | Added |
| 4 | Kestra Advisory Services, LLC | $1.0M | 35,009 | Hold |
| 5 | COMMONWEALTH EQUITY SERVICES, LLC | $847,370 | 28,585 | Trimmed |
| 6 | AMERICAN ASSET MANAGEMENT INC. | $841,739 | 28,395 | Hold |
| 7 | Evergreen Wealth Solutions, LLC | $681,602 | 22,993 | New |
| 8 | KESTRA PRIVATE WEALTH SERVICES, LLC | $415,607 | 14,020 | Hold |
| 9 | Blue Water Asset Management | $310,757 | 10,483 | Hold |
| 10 | LeClair Wealth Partners LLC | $310,757 | 10,483 | New |
| 11 | Steward Partners Investment Advisory, LLC | $238,722 | 8,053 | Hold |
| 12 | Royal Bank of Canada | $227,000 | 7,668 | New |
| 13 | HARBOUR INVESTMENTS, INC. | $164,790 | 5,559 | New |
| 14 | DHJJ Financial Advisors, Ltd. | $95,987 | 3,238 | Hold |
| 15 | PNC Financial Services Group, Inc. | $32,519 | 1,097 | Added |
| 16 | Sunrise Financial Services, LLC | $15,415 | 520 | Hold |
| 17 | UBS Group AG | $178 | 6 | New |
Source: SEC Form 13F filings · as of 2026-03-31