20 institutions reported holding $24.3M of PGIM ROCK ETF TR (PBFB) in SEC 13F filings for 2026-03-31. Largest institutional holders: PRUDENTIAL FINANCIAL INC ($8.7M), Spire Wealth Management ($2.8M), JIM SAULNIER & ASSOCIATES, LLC ($2.8M), AMERICAN ASSET MANAGEMENT INC. ($2.5M), COMMONWEALTH EQUITY SERVICES, LLC ($1.1M). Source: SEC Form 13F.
| Rank | Institution | Value | Shares | Change |
|---|---|---|---|---|
| 1 | PRUDENTIAL FINANCIAL INC | $8.7M | 288,905 | Added |
| 2 | Spire Wealth Management | $2.8M | 94,789 | New |
| 3 | JIM SAULNIER & ASSOCIATES, LLC | $2.8M | 93,746 | Added |
| 4 | AMERICAN ASSET MANAGEMENT INC. | $2.5M | 84,119 | Added |
| 5 | COMMONWEALTH EQUITY SERVICES, LLC | $1.1M | 36,098 | Trimmed |
| 6 | Kestra Advisory Services, LLC | $926,836 | 30,853 | Added |
| 7 | Blue Water Asset Management | $809,799 | 26,957 | Added |
| 8 | LeClair Wealth Partners LLC | $809,799 | 26,957 | New |
| 9 | Cetera Investment Advisers | $692,136 | 23,040 | Added |
| 10 | RAYMOND JAMES FINANCIAL INC | $630,758 | 20,997 | New |
| 11 | Three Seasons Wealth, LLC | $629,437 | 20,953 | Hold |
| 12 | OLD MISSION CAPITAL LLC | $408,309 | 13,592 | New |
| 13 | MML INVESTORS SERVICES, LLC | $324,556 | 10,804 | New |
| 14 | DHJJ Financial Advisors, Ltd. | $301,846 | 10,048 | Added |
| 15 | Evergreen Wealth Solutions, LLC | $283,641 | 9,442 | New |
| 16 | Royal Bank of Canada | $231,000 | 7,694 | New |
| 17 | SAGESPRING WEALTH PARTNERS, LLC | $202,518 | 6,742 | New |
| 18 | PNC Financial Services Group, Inc. | $30,521 | 1,016 | Hold |
| 19 | ST GERMAIN D J CO INC | $14,570 | 485 | New |
| 20 | UBS Group AG | $1,202 | 40 | Trimmed |
Source: SEC Form 13F filings · as of 2026-03-31