18 institutions reported holding $19.9M of PGIM ROCK ETF TR (PBJN) in SEC 13F filings for 2026-03-31. Largest institutional holders: PRUDENTIAL FINANCIAL INC ($8.7M), JIM SAULNIER & ASSOCIATES, LLC ($3.9M), COMMONWEALTH EQUITY SERVICES, LLC ($1.3M), Spire Wealth Management ($1.3M), KESTRA PRIVATE WEALTH SERVICES, LLC ($1.1M). Source: SEC Form 13F.
| Rank | Institution | Value | Shares | Change |
|---|---|---|---|---|
| 1 | PRUDENTIAL FINANCIAL INC | $8.7M | 290,688 | Added |
| 2 | JIM SAULNIER & ASSOCIATES, LLC | $3.9M | 130,882 | Trimmed |
| 3 | COMMONWEALTH EQUITY SERVICES, LLC | $1.3M | 45,040 | Trimmed |
| 4 | Spire Wealth Management | $1.3M | 42,375 | Trimmed |
| 5 | KESTRA PRIVATE WEALTH SERVICES, LLC | $1.1M | 38,093 | Hold |
| 6 | LeClair Wealth Partners LLC | $757,255 | 25,355 | New |
| 7 | Blue Water Asset Management | $757,255 | 25,355 | Hold |
| 8 | Barnes Dennig Private Wealth Management LLC | $529,048 | 17,714 | Hold |
| 9 | NBZ Investment Advisors LLC | $334,411 | 11,197 | Hold |
| 10 | Kestra Advisory Services, LLC | $325,540 | 10,900 | Trimmed |
| 11 | AMERICAN ASSET MANAGEMENT INC. | $281,787 | 9,435 | Hold |
| 12 | Three Seasons Wealth, LLC | $273,155 | 9,146 | Hold |
| 13 | DHJJ Financial Advisors, Ltd. | $89,211 | 2,987 | Hold |
| 14 | Royal Bank of Canada | $81,000 | 2,699 | Added |
| 15 | Parallel Advisors, LLC | $53,124 | 1,778 | Hold |
| 16 | PNC Financial Services Group, Inc. | $41,454 | 1,388 | Hold |
| 17 | Advisory Services Network, LLC | $12,544 | 420 | New |
| 18 | UBS Group AG | $2,897 | 97 | Added |
Source: SEC Form 13F filings · as of 2026-03-31