17 institutions reported holding $26.5M of PGIM ROCK ETF TR (PBMR) in SEC 13F filings for 2026-03-31. Largest institutional holders: PRUDENTIAL FINANCIAL INC ($8.7M), COMMONWEALTH EQUITY SERVICES, LLC ($6.9M), SMITH, MOORE & CO. ($3.0M), JIM SAULNIER & ASSOCIATES, LLC ($2.9M), Spire Wealth Management ($1.3M). Source: SEC Form 13F.
| Rank | Institution | Value | Shares | Change |
|---|---|---|---|---|
| 1 | PRUDENTIAL FINANCIAL INC | $8.7M | 286,374 | Added |
| 2 | COMMONWEALTH EQUITY SERVICES, LLC | $6.9M | 226,658 | Added |
| 3 | SMITH, MOORE & CO. | $3.0M | 97,310 | New |
| 4 | JIM SAULNIER & ASSOCIATES, LLC | $2.9M | 94,790 | Added |
| 5 | Spire Wealth Management | $1.3M | 43,146 | New |
| 6 | Cetera Investment Advisers | $538,109 | 17,748 | Added |
| 7 | Blue Water Asset Management | $479,835 | 15,826 | Trimmed |
| 8 | LeClair Wealth Partners LLC | $479,835 | 15,826 | New |
| 9 | RAYMOND JAMES FINANCIAL INC | $444,695 | 14,667 | New |
| 10 | KINGSWOOD WEALTH ADVISORS, LLC | $369,351 | 12,182 | New |
| 11 | DHJJ Financial Advisors, Ltd. | $367,563 | 12,123 | Added |
| 12 | Kestra Advisory Services, LLC | $339,213 | 11,188 | Added |
| 13 | Three Seasons Wealth, LLC | $281,031 | 9,269 | Hold |
| 14 | Evergreen Wealth Solutions, LLC | $253,682 | 8,367 | New |
| 15 | Royal Bank of Canada | $139,000 | 4,598 | Added |
| 16 | CENTAURUS FINANCIAL, INC. | $131,000 | 4,334 | Hold |
| 17 | UBS Group AG | $0 | 0 | Exited |
Source: SEC Form 13F filings · as of 2026-03-31