11 institutions reported holding $14.6M of PGIM ROCK ETF TR (PBMY) in SEC 13F filings for 2026-03-31. Largest institutional holders: PRUDENTIAL FINANCIAL INC ($8.7M), JIM SAULNIER & ASSOCIATES, LLC ($3.0M), COMMONWEALTH EQUITY SERVICES, LLC ($771,450), Spire Wealth Management ($742,750), KESTRA PRIVATE WEALTH SERVICES, LLC ($471,694). Source: SEC Form 13F.
| Rank | Institution | Value | Shares | Change |
|---|---|---|---|---|
| 1 | PRUDENTIAL FINANCIAL INC | $8.7M | 287,037 | Added |
| 2 | JIM SAULNIER & ASSOCIATES, LLC | $3.0M | 99,478 | Added |
| 3 | COMMONWEALTH EQUITY SERVICES, LLC | $771,450 | 25,492 | Trimmed |
| 4 | Spire Wealth Management | $742,750 | 24,546 | Trimmed |
| 5 | KESTRA PRIVATE WEALTH SERVICES, LLC | $471,694 | 15,587 | Added |
| 6 | CENTAURUS FINANCIAL, INC. | $246,000 | 8,119 | Hold |
| 7 | Blue Water Asset Management | $229,047 | 7,569 | Trimmed |
| 8 | LeClair Wealth Partners LLC | $229,047 | 7,569 | New |
| 9 | Royal Bank of Canada | $123,000 | 4,054 | Trimmed |
| 10 | UBS Group AG | $74,323 | 2,456 | Trimmed |
| 11 | DHJJ Financial Advisors, Ltd. | $54,805 | 1,811 | Hold |
Source: SEC Form 13F filings · as of 2026-03-31