15 institutions reported holding $24.3M of PGIM ROCK ETF TR (PBNV) in SEC 13F filings for 2026-03-31. Largest institutional holders: PRUDENTIAL FINANCIAL INC ($8.7M), Blue Water Asset Management ($3.7M), LeClair Wealth Partners LLC ($3.7M), JIM SAULNIER & ASSOCIATES, LLC ($3.2M), Spire Wealth Management ($2.2M). Source: SEC Form 13F.
| Rank | Institution | Value | Shares | Change |
|---|---|---|---|---|
| 1 | PRUDENTIAL FINANCIAL INC | $8.7M | 300,105 | Added |
| 2 | Blue Water Asset Management | $3.7M | 128,780 | Hold |
| 3 | LeClair Wealth Partners LLC | $3.7M | 128,780 | New |
| 4 | JIM SAULNIER & ASSOCIATES, LLC | $3.2M | 112,057 | Hold |
| 5 | Spire Wealth Management | $2.2M | 75,257 | Trimmed |
| 6 | COMMONWEALTH EQUITY SERVICES, LLC | $1.4M | 47,869 | Trimmed |
| 7 | Kestra Advisory Services, LLC | $534,716 | 18,498 | Hold |
| 8 | CYPRESS FINANCIAL PLANNING LLC | $258,368 | 8,938 | Hold |
| 9 | INTEGRITY ALLIANCE, LLC. | $228,594 | 7,908 | Hold |
| 10 | AMERICAN ASSET MANAGEMENT INC. | $200,815 | 6,947 | Hold |
| 11 | Royal Bank of Canada | $146,000 | 5,068 | Trimmed |
| 12 | DHJJ Financial Advisors, Ltd. | $52,119 | 1,803 | Hold |
| 13 | OSAIC HOLDINGS, INC. | $0 | 0 | Exited |
| 14 | MML INVESTORS SERVICES, LLC | $0 | 0 | Exited |
| 15 | UBS Group AG | $0 | 0 | Exited |
Source: SEC Form 13F filings · as of 2026-03-31