15 institutions reported holding $19.7M of PGIM ROCK ETF TR (PBOC) in SEC 13F filings for 2026-03-31. Largest institutional holders: PRUDENTIAL FINANCIAL INC ($8.7M), Spire Wealth Management ($3.0M), COMMONWEALTH EQUITY SERVICES, LLC ($2.1M), AMERICAN ASSET MANAGEMENT INC. ($1.5M), JIM SAULNIER & ASSOCIATES, LLC ($1.3M). Source: SEC Form 13F.
| Rank | Institution | Value | Shares | Change |
|---|---|---|---|---|
| 1 | PRUDENTIAL FINANCIAL INC | $8.7M | 301,407 | Added |
| 2 | Spire Wealth Management | $3.0M | 105,762 | Trimmed |
| 3 | COMMONWEALTH EQUITY SERVICES, LLC | $2.1M | 74,088 | Trimmed |
| 4 | AMERICAN ASSET MANAGEMENT INC. | $1.5M | 50,877 | Trimmed |
| 5 | JIM SAULNIER & ASSOCIATES, LLC | $1.3M | 45,254 | Hold |
| 6 | RAYMOND JAMES FINANCIAL INC | $920,087 | 31,972 | Added |
| 7 | CENTAURUS FINANCIAL, INC. | $699,000 | 24,278 | Hold |
| 8 | Kestra Advisory Services, LLC | $425,913 | 14,800 | Hold |
| 9 | Pinnacle Financial Partners, Inc. | $342,457 | 11,900 | Hold |
| 10 | Royal Bank of Canada | $313,000 | 10,874 | New |
| 11 | GOLDMAN SACHS GROUP INC | $223,518 | 7,767 | New |
| 12 | PNC Financial Services Group, Inc. | $86,564 | 3,008 | Hold |
| 13 | DHJJ Financial Advisors, Ltd. | $50,189 | 1,744 | Hold |
| 14 | HARBOUR INVESTMENTS, INC. | $43,023 | 1,495 | Hold |
| 15 | UBS Group AG | $13,526 | 470 | Added |
Source: SEC Form 13F filings · as of 2026-03-31