5 institutions reported holding $7.3M of PGIM ROCK ETF TR (PBSE) in SEC 13F filings for 2026-06-30. Largest institutional holders: Spire Wealth Management ($2.5M), JIM SAULNIER & ASSOCIATES, LLC ($1.7M), COMMONWEALTH EQUITY SERVICES, LLC ($1.7M), AMERICAN ASSET MANAGEMENT INC. ($1.3M), DHJJ Financial Advisors, Ltd. ($47,763). Source: SEC Form 13F.
| Rank | Institution | Value | Shares | Change |
|---|---|---|---|---|
| 1 | Spire Wealth Management | $2.5M | 80,872 | Trimmed |
| 2 | JIM SAULNIER & ASSOCIATES, LLC | $1.7M | 55,826 | Hold |
| 3 | COMMONWEALTH EQUITY SERVICES, LLC | $1.7M | 55,095 | Trimmed |
| 4 | AMERICAN ASSET MANAGEMENT INC. | $1.3M | 42,561 | Hold |
| 5 | DHJJ Financial Advisors, Ltd. | $47,763 | 1,547 | Hold |
Source: SEC Form 13F filings · as of 2026-06-30