12 institutions reported holding $17.1M of PGIM ROCK ETF TR (PBSE) in SEC 13F filings for 2026-03-31. Largest institutional holders: PRUDENTIAL FINANCIAL INC ($8.7M), Spire Wealth Management ($3.1M), COMMONWEALTH EQUITY SERVICES, LLC ($2.0M), JIM SAULNIER & ASSOCIATES, LLC ($1.6M), AMERICAN ASSET MANAGEMENT INC. ($1.2M). Source: SEC Form 13F.
| Rank | Institution | Value | Shares | Change |
|---|---|---|---|---|
| 1 | PRUDENTIAL FINANCIAL INC | $8.7M | 297,549 | Added |
| 2 | Spire Wealth Management | $3.1M | 104,869 | Trimmed |
| 3 | COMMONWEALTH EQUITY SERVICES, LLC | $2.0M | 69,875 | Trimmed |
| 4 | JIM SAULNIER & ASSOCIATES, LLC | $1.6M | 55,826 | Hold |
| 5 | AMERICAN ASSET MANAGEMENT INC. | $1.2M | 42,561 | Trimmed |
| 6 | RAYMOND JAMES FINANCIAL INC | $228,799 | 7,848 | Hold |
| 7 | Royal Bank of Canada | $210,000 | 7,199 | New |
| 8 | DHJJ Financial Advisors, Ltd. | $45,101 | 1,547 | Hold |
| 9 | MORGAN STANLEY | $21,836 | 749 | Hold |
| 10 | PNC Financial Services Group, Inc. | $3,907 | 134 | New |
| 11 | Kestra Advisory Services, LLC | $0 | 0 | Exited |
| 12 | Richard P Slaughter Associates Inc | $0 | 0 | Exited |
Source: SEC Form 13F filings · as of 2026-03-31