19 institutions reported holding $15.6M of PhenixFIN Corporation (PFX) in SEC 13F filings for 2026-03-31. Largest institutional holders: Adalta Capital Management LLC ($6.9M), AMERICAN FINANCIAL GROUP INC ($2.5M), MORGAN STANLEY ($2.1M), 22NW, LP ($1.7M), RAYMOND JAMES FINANCIAL INC ($935,018). Source: SEC Form 13F.
| Rank | Institution | Value | Shares | Change |
|---|---|---|---|---|
| 1 | Adalta Capital Management LLC | $6.9M | 175,569 | Hold |
| 2 | AMERICAN FINANCIAL GROUP INC | $2.5M | 64,327 | Hold |
| 3 | MORGAN STANLEY | $2.1M | 54,958 | Trimmed |
| 4 | 22NW, LP | $1.7M | 43,115 | Trimmed |
| 5 | RAYMOND JAMES FINANCIAL INC | $935,018 | 23,938 | Added |
| 6 | Bulldog Investors, LLP | $750,655 | 19,218 | Hold |
| 7 | Legal & General Group Plc | $601,815 | 15,140 | Added |
| 8 | UBS Group AG | $19,061 | 488 | Added |
| 9 | OSAIC HOLDINGS, INC. | $15,624 | 400 | Hold |
| 10 | Allworth Financial LP | $11,172 | 286 | Hold |
| 11 | WELLS FARGO & COMPANY/MN | $9,792 | 251 | Added |
| 12 | Legacy Wealth Managment, LLC/ID | $7,812 | 200 | Hold |
| 13 | Archer Investment Corp | $4,922 | 126 | Hold |
| 14 | Sound Income Strategies, LLC | $3,042 | 78 | Hold |
| 15 | MAI Capital Management | $430 | 11 | Hold |
| 16 | US BANCORP \DE\ | $117 | 3 | Hold |
| 17 | HUNTINGTON NATIONAL BANK | $1 | 1 | Hold |
| 18 | BANK OF AMERICA CORP /DE/ | $0 | 0 | Exited |
| 19 | Royal Bank of Canada | $0 | 0 | Exited |
Source: SEC Form 13F filings · as of 2026-03-31