Who Owns Principal Spectrum Preferred Securities Active ETF (PREF)? -- Institutional Holders (2026-03-31)
146 institutions reported holding $1.12B of Principal Spectrum Preferred Securities Active ETF (PREF) in SEC 13F filings for 2026-03-31. Largest institutional holders: BANK OF AMERICA CORP /DE/ ($220.9M), UBS Group AG ($145.6M), MORGAN STANLEY ($139.2M), WELLS FARGO & COMPANY/MN ($70.6M), LPL Financial LLC ($58.4M). Source: SEC Form 13F.
| Rank | Institution | Value | Shares | Change |
|---|
| 1 | BANK OF AMERICA CORP /DE/ | $220.9M | 11.7M | Added |
| 2 | UBS Group AG | $145.6M | 7.7M | Added |
| 3 | MORGAN STANLEY | $139.2M | 7.4M | Added |
| 4 | WELLS FARGO & COMPANY/MN | $70.6M | 3.8M | Trimmed |
| 5 | LPL Financial LLC | $58.4M | 3.1M | Added |
| 6 | Royal Bank of Canada | $58.4M | 3.1M | Trimmed |
| 7 | IFC Advisors LLC | $51.4M | 2.7M | Added |
| 8 | AMERIPRISE FINANCIAL INC | $41.4M | 2.2M | Added |
| 9 | RAYMOND JAMES FINANCIAL INC | $35.0M | 1.9M | Trimmed |
| 10 | PRINCIPAL SECURITIES, INC. | $22.8M | 1.2M | Added |
| 11 | ENVESTNET ASSET MANAGEMENT INC | $20.3M | 1.1M | Added |
| 12 | L2 Asset Management, LLC | $16.0M | 849,548 | Added |
| 13 | Permanens Capital L.P. | $15.9M | 847,144 | Trimmed |
| 14 | Bensler, LLC | $15.7M | 831,810 | Added |
| 15 | BENJAMIN EDWARDS INC | $12.5M | 662,675 | Trimmed |
| 16 | CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC | $12.2M | 648,514 | Added |
| 17 | WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $11.3M | 602,488 | Trimmed |
| 18 | Mariner, LLC | $10.0M | 531,063 | Trimmed |
| 19 | Berger Financial Group, Inc | $7.6M | 403,943 | Trimmed |
| 20 | ROGCO, LP | $7.5M | 398,110 | Added |
| 21 | JANE STREET GROUP, LLC | $6.0M | 320,519 | Added |
| 22 | NewEdge Advisors, LLC | $6.0M | 54,035 | Trimmed |
| 23 | PRINCIPAL FINANCIAL GROUP INC | $5.9M | 313,421 | Added |
| 24 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $5.8M | 308,606 | Added |
| 25 | PSI Advisors, LLC | $5.3M | 283,605 | Trimmed |
Source: SEC Form 13F filings · as of 2026-03-31