22 institutions reported holding $250.6M of PRINCIPAL EXCHANGE TRADED FD (PY) in SEC 13F filings for 2026-03-31. Largest institutional holders: PRINCIPAL FINANCIAL GROUP INC ($101.6M), PRINCIPAL SECURITIES, INC. ($73.5M), ENVESTNET ASSET MANAGEMENT INC ($65.3M), WEALTH ENHANCEMENT ADVISORY SERVICES, LLC ($4.2M), LPL Financial LLC ($1.5M). Source: SEC Form 13F.
| Rank | Institution | Value | Shares | Change |
|---|---|---|---|---|
| 1 | PRINCIPAL FINANCIAL GROUP INC | $101.6M | 2.0M | Added |
| 2 | PRINCIPAL SECURITIES, INC. | $73.5M | 1.4M | Added |
| 3 | ENVESTNET ASSET MANAGEMENT INC | $65.3M | 1.3M | Added |
| 4 | WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $4.2M | 81,228 | Trimmed |
| 5 | LPL Financial LLC | $1.5M | 29,401 | Added |
| 6 | Capital Investment Advisory Services, LLC | $1.1M | 21,347 | Trimmed |
| 7 | Smartleaf Asset Management LLC | $873,657 | 17,237 | Trimmed |
| 8 | Cambridge Investment Research Advisors, Inc. | $838,000 | 16,281 | Trimmed |
| 9 | Kestra Advisory Services, LLC | $530,692 | 10,307 | Trimmed |
| 10 | Integrity Wealth Partners, LLC | $307,549 | 5,973 | New |
| 11 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | $288,703 | 5,607 | New |
| 12 | Cetera Investment Advisers | $219,347 | 4,260 | Hold |
| 13 | UBS Group AG | $72,343 | 1,405 | New |
| 14 | MORGAN STANLEY | $65,407 | 1,270 | Added |
| 15 | PNC Financial Services Group, Inc. | $23,685 | 460 | New |
| 16 | OSAIC HOLDINGS, INC. | $21,501 | 417 | Hold |
| 17 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $6,916 | 134 | Added |
| 18 | FMR LLC | $2,294 | 45 | Added |
| 19 | MCGUIRE CAPITAL ADVISORS INC | $154 | 3 | Hold |
| 20 | CWM, LLC | $0 | 0 | Exited |
| 21 | WELLS FARGO & COMPANY/MN | $0 | 0 | Exited |
| 22 | Cape Investment Advisory, Inc. | $0 | 0 | Exited |
Source: SEC Form 13F filings · as of 2026-03-31