15 institutions reported holding $15.2M of ALPS ETF TR (RFCI) in SEC 13F filings for 2026-03-31. Largest institutional holders: Prospera Financial Services Inc ($4.4M), RiverFront Investment Group, LLC ($3.7M), ENVESTNET ASSET MANAGEMENT INC ($2.9M), TRUIST FINANCIAL CORP ($2.6M), SUSQUEHANNA INTERNATIONAL GROUP, LLP ($1.5M). Source: SEC Form 13F.
| Rank | Institution | Value | Shares | Change |
|---|---|---|---|---|
| 1 | Prospera Financial Services Inc | $4.4M | 195,813 | Trimmed |
| 2 | RiverFront Investment Group, LLC | $3.7M | 163,430 | Trimmed |
| 3 | ENVESTNET ASSET MANAGEMENT INC | $2.9M | 128,793 | Trimmed |
| 4 | TRUIST FINANCIAL CORP | $2.6M | 115,310 | Trimmed |
| 5 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | $1.5M | 66,465 | New |
| 6 | LEIGH BALDWIN & CO., LLC | $210,466 | 9,396 | Added |
| 7 | Elevated Capital Advisors, LLC | $7,750 | 346 | Trimmed |
| 8 | EVOLUTION WEALTH MANAGEMENT INC. | $6,160 | 275 | Hold |
| 9 | GAMMA Investing LLC | $5,779 | 258 | Hold |
| 10 | UBS Group AG | $1,635 | 73 | Trimmed |
| 11 | MORGAN STANLEY | $22 | 1 | Hold |
| 12 | WELLS FARGO & COMPANY/MN | $19 | 1 | New |
| 13 | JANE STREET GROUP, LLC | $0 | 0 | Exited |
| 14 | ALPS ADVISORS INC | $0 | 0 | Exited |
| 15 | NewEdge Advisors, LLC | $0 | 0 | Exited |
Source: SEC Form 13F filings · as of 2026-03-31