Who Owns RIVERNORTH OPPORTUNITIES FD (RIV)? -- Institutional Holders (2026-06-30)

66 institutions reported holding $111.9M of RIVERNORTH OPPORTUNITIES FD (RIV) in SEC 13F filings for 2026-06-30. Largest institutional holders: SIT INVESTMENT ASSOCIATES INC ($29.0M), MORGAN STANLEY ($21.8M), Penserra Capital Management LLC ($9.0M), LPL Financial LLC ($6.9M), Arete Wealth Advisors, LLC ($5.1M). Source: SEC Form 13F.

RankInstitutionValueSharesChange
1SIT INVESTMENT ASSOCIATES INC$29.0M2.5MTrimmed
2MORGAN STANLEY$21.8M1.9MTrimmed
3Penserra Capital Management LLC$9.0M775,986Added
4LPL Financial LLC$6.9M595,638Added
5Arete Wealth Advisors, LLC$5.1M440,153Added
6BANK OF AMERICA CORP /DE/$3.9M331,846Added
7WELLS FARGO & COMPANY/MN$3.4M292,223Added
8Yakira Capital Management, Inc.$2.7M232,717Trimmed
9Everstar Asset Management, LLC$2.5M213,685Added
10Royal Bank of Canada$2.3M199,892Trimmed
11ENVESTNET ASSET MANAGEMENT INC$2.1M177,189Added
12RAYMOND JAMES FINANCIAL INC$2.0M169,706Added
13PRINCIPAL SECURITIES, INC.$2.0M168,674Added
14Baird Financial Group, Inc.$1.4M118,791Trimmed
15Tennessee Valley Asset Management Partners$1.3M114,169Trimmed
16Marks Group Wealth Management, Inc$1.3M107,869Hold
17OSAIC HOLDINGS, INC.$1.2M99,572Trimmed
18NATIONS FINANCIAL GROUP INC, /IA/ /ADV$995,03785,337Trimmed
19Advisory Solutions Group, LLC$984,92084,470New
20NOMURA HOLDINGS INC$977,85483,864Hold
21Advisor OS, LLC$831,23071,289Added
22Opal Wealth Advisors, LLC$803,16568,882Added
23Creative Planning$794,48968,138New
24Allworth Financial LP$770,10966,047Added
25STIFEL FINANCIAL CORP$663,07156,867Trimmed

Source: SEC Form 13F filings · as of 2026-06-30