11 institutions reported holding $15.5M of PGIM ROCK ETF TR (SEPP) in SEC 13F filings for 2026-03-31. Largest institutional holders: PRUDENTIAL FINANCIAL INC ($11.3M), Ameritas Advisory Services, LLC ($2.4M), COMMONWEALTH EQUITY SERVICES, LLC ($752,930), OLD MISSION CAPITAL LLC ($425,214), Sanctuary Advisors, LLC ($214,333). Source: SEC Form 13F.
| Rank | Institution | Value | Shares | Change |
|---|---|---|---|---|
| 1 | PRUDENTIAL FINANCIAL INC | $11.3M | 375,538 | Added |
| 2 | Ameritas Advisory Services, LLC | $2.4M | 78,598 | Trimmed |
| 3 | COMMONWEALTH EQUITY SERVICES, LLC | $752,930 | 25,089 | Added |
| 4 | OLD MISSION CAPITAL LLC | $425,214 | 14,169 | New |
| 5 | Sanctuary Advisors, LLC | $214,333 | 7,142 | Trimmed |
| 6 | Steward Partners Investment Advisory, LLC | $167,127 | 5,569 | Added |
| 7 | Royal Bank of Canada | $118,000 | 3,940 | Added |
| 8 | PNC Financial Services Group, Inc. | $103,865 | 3,461 | Added |
| 9 | DHJJ Financial Advisors, Ltd. | $73,736 | 2,457 | Hold |
| 10 | Kestra Advisory Services, LLC | $0 | 0 | Exited |
| 11 | HARBOUR INVESTMENTS, INC. | $0 | 0 | Exited |
Source: SEC Form 13F filings · as of 2026-03-31