21 institutions reported holding $80.4M of NORTHERN LIGHTS FD TR (THY) in SEC 13F filings for 2026-03-31. Largest institutional holders: TCP Asset Management, LLC ($45.1M), Orion Porfolio Solutions, LLC ($21.8M), RPg Family Wealth Advisory, LLC ($3.8M), Ausdal Financial Partners, Inc. ($2.5M), RPS ADVISORY SOLUTIONS LLC ($2.4M). Source: SEC Form 13F.
| Rank | Institution | Value | Shares | Change |
|---|---|---|---|---|
| 1 | TCP Asset Management, LLC | $45.1M | 2.1M | Added |
| 2 | Orion Porfolio Solutions, LLC | $21.8M | 990,118 | Trimmed |
| 3 | RPg Family Wealth Advisory, LLC | $3.8M | 171,548 | Added |
| 4 | Ausdal Financial Partners, Inc. | $2.5M | 113,108 | Added |
| 5 | RPS ADVISORY SOLUTIONS LLC | $2.4M | 111,153 | Trimmed |
| 6 | CFS Investment Advisory Services, LLC | $1.3M | 58,227 | Added |
| 7 | LPL Financial LLC | $1.2M | 53,493 | Added |
| 8 | OSAIC HOLDINGS, INC. | $1.1M | 50,264 | Trimmed |
| 9 | Geneos Wealth Management Inc. | $565,919 | 25,747 | Added |
| 10 | ENVESTNET ASSET MANAGEMENT INC | $248,363 | 11,302 | Added |
| 11 | Cambridge Investment Research Advisors, Inc. | $245,000 | 11,137 | New |
| 12 | GTS SECURITIES LLC | $202,653 | 9,222 | New |
| 13 | MORGAN STANLEY | $49,444 | 2,250 | Added |
| 14 | HARBOUR INVESTMENTS, INC. | $12,086 | 550 | Hold |
| 15 | IFP Advisors, Inc | $11,581 | 527 | Hold |
| 16 | UBS Group AG | $6,175 | 281 | Added |
| 17 | ASSETMARK, INC | $835 | 38 | Hold |
| 18 | Silver Grove Financial Group, Inc. | $0 | 0 | Exited |
| 19 | JANE STREET GROUP, LLC | $0 | 0 | Exited |
| 20 | CreativeOne Wealth, LLC | $0 | 0 | Exited |
| 21 | INDEPENDENT FINANCIAL GROUP, LLC | $0 | 0 | Exited |
Source: SEC Form 13F filings · as of 2026-03-31