19 institutions reported holding $16.5M of LISTED FDS TR (TUG) in SEC 13F filings for 2026-03-31. Largest institutional holders: HARBOUR INVESTMENTS, INC. ($3.8M), LPL Financial LLC ($3.1M), Transamerica Financial Advisors, LLC ($2.6M), ENVESTNET ASSET MANAGEMENT INC ($1.8M), GOLDMAN SACHS GROUP INC ($1.5M). Source: SEC Form 13F.
| Rank | Institution | Value | Shares | Change |
|---|---|---|---|---|
| 1 | HARBOUR INVESTMENTS, INC. | $3.8M | 101,337 | Trimmed |
| 2 | LPL Financial LLC | $3.1M | 82,374 | Trimmed |
| 3 | Transamerica Financial Advisors, LLC | $2.6M | 70,303 | Added |
| 4 | ENVESTNET ASSET MANAGEMENT INC | $1.8M | 48,178 | New |
| 5 | GOLDMAN SACHS GROUP INC | $1.5M | 40,187 | Added |
| 6 | INDEPENDENT FINANCIAL GROUP, LLC | $1.4M | 37,689 | Trimmed |
| 7 | JANE STREET GROUP, LLC | $440,258 | 11,843 | New |
| 8 | CITADEL ADVISORS LLC | $434,161 | 11,679 | New |
| 9 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | $402,637 | 10,831 | New |
| 10 | Summit Global Investments | $293,000 | 7,876 | Hold |
| 11 | INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $236,376 | 6,286 | Hold |
| 12 | Belvedere Trading LLC | $233,682 | 6,286 | Trimmed |
| 13 | Geneos Wealth Management Inc. | $232,982 | 6,268 | Hold |
| 14 | MORGAN STANLEY | $80,669 | 2,170 | Hold |
| 15 | UBS Group AG | $6,245 | 168 | Trimmed |
| 16 | AE Wealth Management LLC | $1,487 | 40 | Added |
| 17 | Encompass More Asset Management | $0 | 0 | Exited |
| 18 | Cambridge Investment Research Advisors, Inc. | $0 | 0 | Exited |
| 19 | OSAIC HOLDINGS, INC. | $0 | 0 | Exited |
Source: SEC Form 13F filings · as of 2026-03-31