Who Owns LISTED FDS TR (UMMA)? -- Institutional Holders (2026-03-31)

36 institutions reported holding $23.7M of LISTED FDS TR (UMMA) in SEC 13F filings for 2026-03-31. Largest institutional holders: RFG Advisory, LLC ($3.5M), MERCER GLOBAL ADVISORS INC /ADV ($3.3M), MORGAN STANLEY ($2.7M), CITADEL ADVISORS LLC ($1.9M), SUSQUEHANNA INTERNATIONAL GROUP, LLP ($1.5M). Source: SEC Form 13F.

RankInstitutionValueSharesChange
1RFG Advisory, LLC$3.5M115,074Trimmed
2MERCER GLOBAL ADVISORS INC /ADV$3.3M109,265Trimmed
3MORGAN STANLEY$2.7M86,796Added
4CITADEL ADVISORS LLC$1.9M62,732Trimmed
5SUSQUEHANNA INTERNATIONAL GROUP, LLP$1.5M49,808Trimmed
6Empirical Financial Services, LLC d.b.a. Empirical Wealth Management$1.5M48,263Hold
7WEALTH ENHANCEMENT ADVISORY SERVICES, LLC$1.2M40,054Trimmed
8Apollon Wealth Management, LLC$1.1M36,468Added
9SageOak Financial, LLC$763,21524,898Trimmed
10Farther Finance Advisors, LLC$754,72624,167Added
11COMPASS CAPITAL CORP /MA/ /ADV$542,74215,267Added
12Purpose Unlimited Inc.$456,36614,768Added
13Royal Bank of Canada$430,00014,023Trimmed
14Kaizen Financial Strategies$394,19411,774New
15JONES FINANCIAL COMPANIES LLLP$362,98912,196Added
16REGIONS FINANCIAL CORP$343,78511,215New
17ENVESTNET ASSET MANAGEMENT INC$328,75110,725Added
18Financial Engines Advisors L.L.C.$324,59510,589Trimmed
19Allworth Financial LP$305,1259,954Added
20Courage Miller Partners, LLC$296,9459,687Hold
21IFG Advisors, LLC$295,2979,633Trimmed
22Y.D. More Investments Ltd$289,6809,450Hold
23Strengthening Families & Communities, LLC$260,9108,511Added
24Providence Capital Advisors, LLC$122,5553,998Trimmed
25FIFTH THIRD BANCORP$122,0033,980New

Source: SEC Form 13F filings · as of 2026-03-31