16 institutions reported holding $14.7M of LISTED FDS TR (UMMA) in SEC 13F filings for 2026-06-30. Largest institutional holders: RFG Advisory, LLC ($5.1M), Empirical Financial Services, LLC d.b.a. Empirical Wealth Management ($1.9M), WEALTH ENHANCEMENT ADVISORY SERVICES, LLC ($1.9M), Apollon Wealth Management, LLC ($1.4M), Farther Finance Advisors, LLC ($1.0M). Source: SEC Form 13F.
| Rank | Institution | Value | Shares | Change |
|---|---|---|---|---|
| 1 | RFG Advisory, LLC | $5.1M | 128,221 | Added |
| 2 | Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | $1.9M | 48,263 | Hold |
| 3 | WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $1.9M | 50,186 | Added |
| 4 | Apollon Wealth Management, LLC | $1.4M | 36,570 | Added |
| 5 | Farther Finance Advisors, LLC | $1.0M | 26,095 | Added |
| 6 | SageOak Financial, LLC | $932,201 | 23,615 | Trimmed |
| 7 | Kaizen Financial Strategies | $678,397 | 17,793 | Added |
| 8 | ENVESTNET ASSET MANAGEMENT INC | $429,573 | 10,882 | Added |
| 9 | IFG Advisors, LLC | $364,480 | 9,233 | Trimmed |
| 10 | Valeo Financial Advisors, LLC | $335,598 | 8,502 | New |
| 11 | Wealthcare Advisory Partners LLC | $266,140 | 6,742 | New |
| 12 | Sepio Capital, LP | $211,189 | 5,350 | New |
| 13 | IFP Advisors, Inc | $112,780 | 2,857 | Added |
| 14 | TD Waterhouse Canada Inc. | $19,520 | 513 | New |
| 15 | NVWM, LLC | $1,224 | 31 | Added |
| 16 | Courage Miller Partners, LLC | $0 | 0 | Exited |
Source: SEC Form 13F filings · as of 2026-06-30